-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FAEMywwkTxP+ulKykxPBq6qMB+sqzg0tylXFE+SuQB8UFT0DH7FhfuPdq04yOFhc oQ9/UltofLjrlp6WnGqO4A== 0000950130-98-000727.txt : 19980218 0000950130-98-000727.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950130-98-000727 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48165 FILM NUMBER: 98543186 BUSINESS ADDRESS: STREET 1: 71 LEWIS ST CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 71 LEWIS STREET STREET 2: 71 LEWIS STREET CITY: GREENWICH STATE: CT ZIP: 06830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FULLER LOUIS S CENTRAL INDEX KEY: 0001032795 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 71 LEWIS STREET CITY: GREENWICH STATE: CT ZIP: 06830 MAIL ADDRESS: STREET 1: 71 LEWIS STREET CITY: GREENWICH STATE: CT ZIP: 06830 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G CUSIP NO. 371559 10 5 (Page 1 of 5 Pages) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------- SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B) AND (C) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(B) (AMENDMENT NO. 1) Genesee & Wyoming Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 371559 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) ------------------- CUSIP NO. 371559 10 5 (Page 2 of 5 Pages) 13G ================================================================================ 1 Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities only) LOUIS S. FULLER 2 Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] 3 SEC Use Only 4 Citizenship or Place of Organization UNITED STATES 5 Sole Voting Power - 165,811 Number of Shares 6 Shared Voting Power - 41,144 Beneficially Owned by 7 Sole Dispositive Power - 165,811 Each Reporting 8 Shared Dispositive Power - 41,144 Person with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 258,205 (The Reporting Person disclaims beneficial ownership with respect to an aggregate of 51,250 of such shares.) 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 4.9% 12 Type of Reporting Person* IN ============================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 371559 10 5 (Page 3 of 5 Pages) ITEM 1(a). NAME OF ISSUER: Genesee & Wyoming Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 71 Lewis Street Greenwich, Connecticut 06830 ITEM 2(a). NAME OF PERSON FILING: Louis S. Fuller ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: 16102 Edgemont Drive Lexington Country Club Fort Myers, Florida 33908 ITEM 2(c). CITIZENSHIP: United States ITEM 2(d). TITLE OF CLASS OF SECURITIES: Class A Common Stock (The securities holdings reported herein also include shares of the Class B Common Stock of the Issuer, which is not publicly traded but is convertible into an equal number of shares of Class A Common Stock at the will of the holder.) ITEM 2(e). CUSIP NUMBER: 371559 10 5 ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B): Not Applicable ITEM 4. OWNERSHIP. Not Applicable ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. CUSIP No. 371559 10 5 (Page 4 of 5 Pages) This statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities.[X ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable CUSIP NO. 371559 10 5 (Page 5 of 5 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1998 /s/ Louis S. Fuller ----------------------------- Louis S. Fuller -----END PRIVACY-ENHANCED MESSAGE-----